Caroline grew up in Los Angeles, California. She received her undergraduate degree at the University of Arizona, with a major in communications and a minor in sociology. After graduation, she worked in the engineering industry and in entertainment, before starting a career in finance. In 2018, she joined our team as our Client Associate. She subsequently passed her Series 7 and Series 66 exams, becoming licensed in October 2020. Her primary role is to use her expertise in operational processes to better assist our clients. This includes processing new accounts, making account changes and updates, managing the flow of paperwork, handling the delivery and receipt of assets, and keeping up with correspondence and assisting with office administration for our team. Caroline enjoys volunteering with Reading to Kids, traveling, spending time with family, and is a self-proclaimed foodie.