Our Ethical Pledge
We Will:
• Adhere to the highest level of duty and loyalty to our clients always acting in good faith and putting their interests ahead of all
• Operate our business according to the highest standards of professionalism in the industry
• Clearly explain how the strategies and processes we recommend may affect outcomes
• Strive to make recommendations that carefully balance current and future needs, so there is not undue sacrifice or risk
• Make every effort to help protect client assets from fraud and keep client information private
• Provide concise, informative, clear and consistent communications with every client
• Refer clients to a more specialized professional advisor when their needs go beyond our current experience or registrations
• Operate our business according to the highest standards of professionalism in the industry
• Clearly explain how the strategies and processes we recommend may affect outcomes
• Strive to make recommendations that carefully balance current and future needs, so there is not undue sacrifice or risk
• Make every effort to help protect client assets from fraud and keep client information private
• Provide concise, informative, clear and consistent communications with every client
• Refer clients to a more specialized professional advisor when their needs go beyond our current experience or registrations
Our Commitment to Client Service
• FACE-TO-FACE or VIRTUAL MEETINGS that include comprehensive planning and review
• COLLABORATION with your accountant(s) or attorney(s)
• PROACTIVE CALLS from your advisors and your support team
• Serving as a SOUNDING BOARD or SECOND OPINION for friends and loved ones
• INVESTMENT ADVICE that is independent, objective and unbiased
• REPORTING and ON-DEMAND supplemental information,
so you always know where you stand
• Various methods of client COMMUNICATION OFFERINGS including email,
secure online messaging and social media to keep you informed
• ACTIVELY LISTEN to your feedback and concerns
• PERSONAL ATTENTION and sincere care
*Asset allocation and diversification are investment methods used to help manage risk.
*They do not guarantee investment returns or eliminate risk of loss including in a declining market.
• COLLABORATION with your accountant(s) or attorney(s)
• PROACTIVE CALLS from your advisors and your support team
• Serving as a SOUNDING BOARD or SECOND OPINION for friends and loved ones
• INVESTMENT ADVICE that is independent, objective and unbiased
• REPORTING and ON-DEMAND supplemental information,
so you always know where you stand
• Various methods of client COMMUNICATION OFFERINGS including email,
secure online messaging and social media to keep you informed
• ACTIVELY LISTEN to your feedback and concerns
• PERSONAL ATTENTION and sincere care
*Asset allocation and diversification are investment methods used to help manage risk.
*They do not guarantee investment returns or eliminate risk of loss including in a declining market.
We Believe...
• In putting clients first, all the time.
• Everyone has goals and needs
a plan.
• The true enemies of wealth
are taxes, inflation and human
emotion.
• Complexity should be avoided.
• Successful investing employs
patience and discipline.
• In diversifing to help minimize losses
in down markets. Good decisions
arise from facts, numbers,
experience and values.
• Risks should be clearly understood
and communicated.
• Costs should be fully disclosed
and value delivered.
• The media amplifies emotion and
volatility in the markets.
• Disaster, bad news, and fear often
create bargains.
• If it sounds too good to be true,
it usually is.
• Everyone has goals and needs
a plan.
• The true enemies of wealth
are taxes, inflation and human
emotion.
• Complexity should be avoided.
• Successful investing employs
patience and discipline.
• In diversifing to help minimize losses
in down markets. Good decisions
arise from facts, numbers,
experience and values.
• Risks should be clearly understood
and communicated.
• Costs should be fully disclosed
and value delivered.
• The media amplifies emotion and
volatility in the markets.
• Disaster, bad news, and fear often
create bargains.
• If it sounds too good to be true,
it usually is.